1. Assess Risk Profile

We explore your financial situation more in depth through multiple meetings. The main objective is to get to know your background better. We want to know about your previous investment experiences, your investment objectives, and the expectations you have in terms of performance. Although we invest in all asset classes, Alpha Prime Capital’s impressive returns are primarily due to our expertise in proprietary equity and equity-based derivative strategies. We want to make sure your risk profile lines up with our investment strategy.

2. Investment Strategy Discussion

With your complete set of financial information, we are now able to construct a plan that we believe will give you the highest probability to reach your goals, whether it may be saving for a child’s college education, saving for a new home, general wealth accumulation, retirement, or something completely different, we have the tools and skillset required to achieve your aspirations. 

3. Investment Implementation

Now that we are on the same page in terms of investment strategy and performance expectations, we structure your portfolio optimally to give you the highest possible chance of reaching (and exceeding) your financial aspirations. This includes placing your optimal asset allocation in the correct types of accounts (regular, tax-deferred, tax-exempt) and utilizing efficient trading strategies to ensure your tax liability is as low as possible, now, and in the future as assets are passed to future generations or philanthropic causes.

4. Continued Portfolio Management

As financial and economic conditions can change in an instant, we will regularly monitor your portfolio to ensure you are always invested in the optimal asset allocation and will make tactical changes as we see fit based on your needs and market conditions.